-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEBWc4AwfeDz2UvYe1WnnJMkhKm5cCHRH5/7mXmjnyJA1jX4Eegz+bJzcWD67Q0L BClgJWGumwq2DGljiSGJaQ== 0001104659-03-001063.txt : 20030206 0001104659-03-001063.hdr.sgml : 20030206 20030206163352 ACCESSION NUMBER: 0001104659-03-001063 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PDS GAMING CORP CENTRAL INDEX KEY: 0000921438 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 411605970 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47236 FILM NUMBER: 03542798 BUSINESS ADDRESS: STREET 1: 6171 MCLEOD DR CITY: LAS VEGAS STATE: NV ZIP: 89120-4048 BUSINESS PHONE: 7027360700 MAIL ADDRESS: STREET 1: 6171 MCLEOD DR CITY: LAS VEGAS STATE: NV ZIP: 89120-4048 FORMER COMPANY: FORMER CONFORMED NAME: PFS GAMING CORP DATE OF NAME CHANGE: 20010531 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINLEY JOHAN P CENTRAL INDEX KEY: 0000938364 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O PDS GAMING CORP STREET 2: 6171 MCLEOD DRIVE STATE: NV ZIP: 89120-4048 BUSINESS PHONE: 7027302144 MAIL ADDRESS: STREET 1: 6442 CITY WEST PKWY STREET 2: STE 300 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 SC 13G/A 1 j6975_sc13ga.htm SC 13G/A

SEC 1745
(02-02)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires: December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934
(Amendment No. 7
)*

 

PDS Gaming Corporation

(Name of Issuer)

 

Common Stock, $.01 par value

(Title of Class of Securities)

 

69329T 10 5

(CUSIP Number)

 

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No. 69329T 10 5

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

Johan P. Finley

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization

United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power

969,586 shares

 

6.

Shared Voting Power

11,200 shares

 

7.

Sole Dispositive Power

969,586 shares

 

8.

Shared Dispositive Power

11,200 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

980,786 shares(1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

ý(2)

 

 

11.

Percent of Class Represented by Amount in Row (9)

25.30%

 

 

12.

Type of Reporting Person (See Instructions)

IN

 


(1)  Includes 11,200 shares held as co-trustee for minor child also claimed by spouse as co-trustee.

(2)  Excludes 390,177 shares beneficially owned by spouse with sole voting power for which beneficial interest is disclaimed.

 

2



 

Item 1.

 

(a)

Name of Issuer

PDS Gaming Corporation

 

(b)

Address of Issuer's Principal Executive Offices

6171 McLeod Drive, Las Vegas, Nevada 89120

 

Item 2.

 

(a)

Name of Person Filing

Johan P. Finley

 

(b)

Address of Principal Business Office or, if none, Residence

6171 McLeod Drive, Las Vegas, Nevada 89120

 

(c)

Citizenship

United States of America

 

(d)

Title of Class of Securities

Common Stock, $.01 par value

 

(e)

CUSIP Number

69329T 10 5

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: N/A

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3



 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    980,786(3)

 

(b)

Percent of class:    25.30%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    969,586

 

 

(ii)

Shared power to vote or to direct the vote    11,200

 

 

(iii)

Sole power to dispose or to direct the disposition of    969,586

 

 

(iv)

Shared power to dispose or to direct the disposition of    11,200


(3)  Excludes 390,177 shares beneficially owned by spouse with sole voting power for which beneficial interest is disclaimed and includes 11,200 shares held as co-trustee for minor child.

Item 5.

Ownership of Five Percent or Less of a Class

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

Not applicable.

 

 

4



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 4, 2003

 

Date

 


/s/  Johan P. Finley

 

Signature

 


Johan P. Finley

 

Name/Title

 

 

5


-----END PRIVACY-ENHANCED MESSAGE-----